Ganfer & Shore represents brokerage firms, individual brokers, investment advisers, and customers in investigations and proceedings by and before the Securities and Exchange Commission, state securities regulators, and self-regulatory organizations such
as FINRA.

The firm represents corporate officers and directors in securities litigations, including defense of claims brought under the federal and state securities laws, such as Section 10(b) of the Securities Exchange Act.

Our attorneys appear in all litigation forums and before federal and state securities regulatory agencies and self-regulatory agencies. Our team includes attorneys formerly employed by the U.S. Securities and Exchange Commission and the New York State Attorney General’s Office.